-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HFP/lCS/jEy+DnhmPHHEcE/LPVNLhMc/CZx90Xf4V4Q2ZvI0+LydX/mK/7HtIeza 0OZPT1bwz9Vmo3z6phyLXA== 0001193125-07-193293.txt : 20070831 0001193125-07-193293.hdr.sgml : 20070831 20070830211109 ACCESSION NUMBER: 0001193125-07-193293 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20070831 DATE AS OF CHANGE: 20070830 GROUP MEMBERS: MARGARET JOAN PORTER SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: International Securities Exchange Holdings, Inc. CENTRAL INDEX KEY: 0001295230 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 205219710 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-80618 FILM NUMBER: 071092822 BUSINESS ADDRESS: STREET 1: 60 BROAD STREET CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 212-943-2400 MAIL ADDRESS: STREET 1: 60 BROAD STREET CITY: NEW YORK STATE: NY ZIP: 10004 FORMER COMPANY: FORMER CONFORMED NAME: International Securities Exchange, Inc. DATE OF NAME CHANGE: 20040623 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PORTER WILLIAM A CENTRAL INDEX KEY: 0001032243 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: C/O E TRADE GROUP INC STREET 2: FOUR EMBARCADERO PL 2400 GENG RD CITY: PALO ALTO STATE: CA ZIP: 94303 BUSINESS PHONE: 6503316000 MAIL ADDRESS: STREET 1: C/O E TRADE GROUP INC STREET 2: FOUR EMBARDADERO PL 2400 GENG RD CITY: PALO ALTO STATE: CA ZIP: 94303 SC 13D/A 1 dsc13da.htm AMMENDMENT NO. 1 TO SCHEDULE 13D Ammendment No. 1 to Schedule 13D

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13D

 

Under the Securities Exchange Act of 1934

(Amendment No. 1)

 

 

 

International Securities Exchange Holdings, Inc.


(Name of Issuer)

 

Class A Common Stock


(Title of Class of Securities)

 

46031W 20 4


(CUSIP Number)

 

William A. Porter, Jr.

3770 Punahele Road

Princeville, HI 96722

845 357-2400


(Name, address and telephone number of person authorized to receive notices and communications)

 

August 22, 2007


(Date of event which requires filing of this statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), Rule 13d-1(f) or Rule 13d-1(g), check the following box.  ¨

NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent.


CUSIP No. 46031W 20 4      

 

  1.  

Name of Reporting Persons.

I.R.S. Identification Nos. of above persons (entities only)

   
                William A. Porter, Jr.    
  2.   Check the Appropriate Box if a Member of a Group (See Instructions)  
  (a)  ¨  
    (b)  ¨    
  3.   SEC Use Only  
         
  4.   Source of Funds (See Instructions)  
                OO    
  5.   Check If Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)   ¨
         
  6.   Citizenship or Place of Organization  
                United States of America    
Number of
Shares
Beneficially
Owned By Each
Person With:
    7.  Sole Voting Power:
 
   
    8.  Shared Voting Power:
 
                  1,499,999
    9.  Sole Dispositive Power:
 
   
  10.  Shared Dispositive Power:
 
                  1,499,999
11.   Aggregate Amount Beneficially Owned by Each Reporting Person    
                1,499,999    
12.   Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   ¨
         
13.   Percent of Class Represented by Amount in Row (11)  
                3.87%    
14.   Type of Reporting Person  
                IN    

 

Page 2


CUSIP No. 46031W 20 4      

 

  1.  

Name of Reporting Persons.

I.R.S. Identification Nos. of above persons (entities only)

   
                Margaret Joan Porter    
  2.   Check the Appropriate Box if a Member of a Group (See Instructions)  
  (a)  ¨  
    (b)  ¨    
  3.   SEC Use Only  
         
  4.   Source of Funds (See Instructions)  
                OO    
  5.   Check If Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)   ¨
         
  6.   Citizenship or Place of Organization  
                United States of America    

Number of

Shares

Beneficially

Owned By Each

Person With:

    7.  Sole Voting Power:
 
   
    8.  Shared Voting Power:
 
                  1,499,999
    9.  Sole Dispositive Power:
 
   
  10.  Shared Dispositive Power:
 
                  1,499,999
11.   Aggregate Amount Beneficially Owned by Each Reporting Person    
                1,499,999    
12.   Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)   ¨
         
13.   Percent of Class Represented by Amount in Row (11)  
                3.87%    
14.   Type of Reporting Person  
                IN    

 

Page 3


Explanatory Note

On March 21, 2005, the filing persons filed a Statement on Schedule 13D with the Securities and Exchange Commission (the “Schedule 13D”). The items of the Schedule 13D set forth below are hereby amended and/or supplemented as follows:

 

Item 1. Security and Issuer

Item 1 of the Schedule 13D is amended and restated in its entirety to read as follows:

The title of the class of equity securities to which this Schedule 13D relates is the Class A common stock, par value $0.01 per share (the “Class A Common Stock”), of International Securities Exchange Holdings, Inc. (the “Company”). The principal executive offices of the Company are located at 60 Broad Street, New York, NY 10004.

 

Item 5. Interest In Securities of the Issuer

Item 5(c) of the Schedule 13D is amended and restated in its entirety to read as follows:

Since March 21, 2005, which is the filing date of the Schedule 13D, William A. Porter, Jr. has disposed of 500,288 shares of Class A Common Stock in the aggregate, of which, during the past 60 days, the following dispositions were effected:

 

   

Mr. Porter sold 100,000 shares of Class A Common Stock on August 28, 2007, as more fully described on Exhibit 99.6 attached hereto and incorporated herein by reference.

 

   

Mr. Porter sold 50,000 shares of Class A Common Stock on August 22, 2007, as more fully described on Exhibit 99.6 attached hereto and incorporated herein by reference.

 

   

Mr. Porter sold 50,000 shares of Class A Common Stock on August 21, 2007, as more fully described on Exhibit 99.6 attached hereto and incorporated herein by reference.

 

   

Mr. Porter sold 100,000 shares of Class A Common Stock on August 16, 2007, as more fully described on Exhibit 99.6 attached hereto and incorporated herein by reference.

 

   

Mr. Porter sold 100,000 shares of Class A Common Stock on August 15, 2007, as more fully described on Exhibit 99.6 attached hereto and incorporated herein by reference.

 

   

On July 30, 2007, Mr. Porter made a charitable contribution of 100,000 shares of Class A Common Stock to the Fidelity Charitable Gift Fund.

 

Page 4


As a result of the above dispositions, each of the filing persons named on the signature page hereof has ceased to be the beneficial owner of more than five percent of the Class A Common Stock.

 

Item 7. Material to Be Filed as Exhibits

Item 7 of the Schedule 13D is amended by adding the following exhibit:

 

  99.6 Schedule of Recent Transactions.

 

Page 5


SIGNATURE

After reasonable inquiry and to the best knowledge and belief of the undersigned, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.

 

Date: August 30, 2007  
 

/s/ William A. Porter, Jr.

  Signature
  William A. Porter, Jr., co-trustee
  Name/Title
 

/s/ Margaret Joan Porter

  Signature
  Margaret Joan Porter, co-trustee
  Name/Title

 

Page 6

EX-99.6 2 dex996.htm SCHEDULE OF RECENT TRANSACTIONS Schedule of Recent Transactions

Exhibit 99.6

 

Date

  Executed Shares   Executed Price

August 28, 2007

  1,000   66.01

August 28, 2007

  800   65.985

August 28, 2007

  100   65.975

August 28, 2007

  800   65.98

August 28, 2007

  1,500   65.96

August 28, 2007

  700   65.955

August 28, 2007

  200   65.95

August 28, 2007

  13,000   65.95

August 28, 2007

  8,000   65.965

August 28, 2007

  300   65.97

August 28, 2007

  4,500   65.97

August 28, 2007

  200   65.99

August 28, 2007

  2,000   65.995

August 28, 2007

  2,100   65.98

August 28, 2007

  3,400   65.99

August 28, 2007

  400   66.00

August 28, 2007

  34,000   66.00

August 28, 2007

  27,000   66.00

August 22, 2007

  8,800   66.05

August 22, 2007

  8,000   66.09

August 22, 2007

  7,300   66.08

August 22, 2007

  5,100   66.07

August 22, 2007

  4,600   66.00

August 22, 2007

  4,500   66.10

August 22, 2007

  4,200   66.03

August 22, 2007

  3,400   66.06

August 22, 2007

  1,900   66.01

August 22, 2007

  1,400   66.04

August 22, 2007

  400   66.12

August 22, 2007

  300   66.11

August 22, 2007

  100   66.17

August 21, 2007

  200   65.85

August 21, 2007

  1600   65.83

August 21, 2007

  100   65.67

August 21, 2007

  900   65.71

August 21, 2007

  18,700   65.70

August 21, 2007

  8,000   65.75

August 21, 2007

  800   65.74

August 21, 2007

  700   65.73

August 21, 2007

  3,800   65.72

August 21, 2007

  500   65.81

August 21, 2007

  100   65.808

August 21, 2007

  100   65.80

August 21, 2007

  2,100   65.80

August 21, 2007

  900   65.79

August 21, 2007

  3,500   65.78

August 21, 2007

  5,000   65.77

August 21, 2007

  3,000   65.75

August 16, 2007

  2,600   64.850

August 16, 2007

  1,000   64.550

August 16, 2007

  4,300   64.510

August 16, 2007

  2,300   64.470

 

Page 1


Date

  Executed Shares   Executed Price

August 16, 2007

  21,600   64.450

August 16, 2007

  2,300   64.350

August 16, 2007

  500   64.210

August 16, 2007

  500   64.190

August 16, 2007

  700   64.080

August 16, 2007

  200   64.060

August 16, 2007

  300   63.910

August 16, 2007

  5,900   63.850

August 16, 2007

  500   63.840

August 16, 2007

  200   63.790

August 16, 2007

  1,000   63.750

August 16, 2007

  800   63.700

August 16, 2007

  200   63.610

August 16, 2007

  11,000   64.700

August 16, 2007

  800   64.540

August 16, 2007

  1,600   64.520

August 16, 2007

  14,300   64.500

August 16, 2007

  600   64.480

August 16, 2007

  300   64.440

August 16, 2007

  2,700   64.400

August 16, 2007

  500   64.370

August 16, 2007

  200   64.360

August 16, 2007

  1,800   64.330

August 16, 2007

  500   64.300

August 16, 2007

  1,900   64.100

August 16, 2007

  200   64.070

August 16, 2007

  2,200   63.900

August 16, 2007

  700   63.870

August 16, 2007

  600   63.780

August 16, 2007

  300   63.600

August 16, 2007

  500   64.750

August 16, 2007

  900   64.530

August 16, 2007

  200   64.490

August 16, 2007

  1,100   64.390

August 16, 2007

  300   64.200

August 16, 2007

  700   64.150

August 16, 2007

  1,200   64.050

August 16, 2007

  1,300   64.000

August 16, 2007

  2,200   63.950

August 16, 2007

  300   63.830

August 16, 2007

  2,000   63.800

August 16, 2007

  200   63.630

August 16, 2007

  100   63.820

 

Page 2


Date

  Executed Shares   Executed Price

August 16, 2007

  100   63.920

August 16, 2007

  100   63.960

August 16, 2007

  200   64.030

August 16, 2007

  100   64.230

August 16, 2007

  100   64.140

August 16, 2007

  100   63.560

August 16, 2007

  100   63.680

August 16, 2007

  100   63.590

August 16, 2007

  100   63.810

August 16, 2007

  100   64.120

August 16, 2007

  100   64.020

August 16, 2007

  200   64.010

August 16, 2007

  200   64.170

August 16, 2007

  400   64.180

August 16, 2007

  100   64.220

August 16, 2007

  200   64.250

August 16, 2007

  100   64.310

August 16, 2007

  200   64.460

August 16, 2007

  600   64.710

August 16, 2007

  100   64.740

August 16, 2007

  100   64.730

August 16, 2007

  100   64.670

August 16, 2007

  200   64.780

August 16, 2007

  100   64.820

August 16, 2007

  100   64.800

August 15, 2007

  1,200   65.280

August 15, 2007

  900   65.270

August 15, 2007

  300   65.260

August 15, 2007

  1,000   65.130

August 15, 2007

  6,400   65.100

August 15, 2007

  1,000   65.290

August 15, 2007

  1,600   65.250

August 15, 2007

  900   65.010

August 15, 2007

  12,000   65.100

August 15, 2007

  1,500   65.000

August 15, 2007

  400   64.980

August 15, 2007

  700   64.960

August 15, 2007

  400   64.920

August 15, 2007

  200   65.060

August 15, 2007

  1,400   65.050

August 15, 2007

  400   65.030

August 15, 2007

  300   64.930

August 15, 2007

  4,800   64.900

 

Page 3


Date

  Executed Shares   Executed Price

August 15, 2007

  2,900   64.840

August 15, 2007

  900   64.850

August 15, 2007

  800   64.810

August 15, 2007

  1,500   64.830

August 15, 2007

  4,800   64.820

August 15, 2007

  4,900   64.800

August 15, 2007

  1,100   64.790

August 15, 2007

  400   64.780

August 15, 2007

  1,400   64.770

August 15, 2007

  3,100   64.760

August 15, 2007

  8,000   64.750

August 15, 2007

  10,100   64.750

August 15, 2007

  700   64.740

August 15, 2007

  1,000   64.720

August 15, 2007

  400   64.670

August 15, 2007

  2,000   64.650

August 15, 2007

  400   64.610

August 15, 2007

  1,200   64.600

August 15, 2007

  7,000   64.650

August 15, 2007

  100   64.660

August 15, 2007

  1,000   64.600

August 15, 2007

  600   64.760

August 15, 2007

  400   64.820

August 15, 2007

  3,000   64.800

August 15, 2007

  200   64.830

August 15, 2007

  300   64.920

August 15, 2007

  100   64.850

August 15, 2007

  100   64.860

August 15, 2007

  200   64.910

August 15, 2007

  300   64.890

August 15, 2007

  100   64.870

August 15, 2007

  100   64.700

August 15, 2007

  1,900   64.900

August 15, 2007

  100   64.865

August 15, 2007

  1,100   65.000

August 15, 2007

  100   65.070

August 15, 2007

  400   65.120

August 15, 2007

  400   65.090

August 15, 2007

  100   64.970

August 15, 2007

  100   64.980

August 15, 2007

  100   65.040

August 15, 2007

  100   65.140

August 15, 2007

  100   65.150

 

Page 4


Date

  Executed Shares   Executed Price

August 15, 2007

  100   65.170

August 15, 2007

  100   65.200

August 15, 2007

  100   65.240

August 15, 2007

  100   65.225

August 15, 2007

  100   65.180

August 15, 2007

  100   65.200

August 15, 2007

  100   65.310

August 15, 2007

  300   65.300

 

Page 5

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